Regent Investment Management
A Highly Personalized Approach
...With a Global View
Phone: 502.719.1000
Martin McClelland

Martin N. McClelland (Marty)
President

Marty has more than 24 years of investment management experience. In 1994, he formed Alta Capital, Inc., an investment advisory firm. Alta Capital merged with Regent Group in 1997. Marty also worked as an engineer and marketing manager for General Electric, and he was previously involved in the founding of three software companies in the manufacturing automation field.

Marty has a B.S. in Mechanical Engineering from Purdue University and received his M.B.A. from Harvard Business School. At the University of Louisville, he is on the Board of Overseers and College of Business Board where he focuses on Entrepreneurship. Marty is married to Lori, and they have three children.

marty@regentinvest.com

Steve Naiser

Steven T. Naiser, CFA (Steve)
Vice President

Steve has more than 18 years of investment management experience and almost 26 years of experience in financial and information systems management. Prior to joining Regent, Steve was the Executive Director and Chief Operating Officer at both University Cardiothoracic Surgical Associates, PSC, and University Pediatric Surgery Associates, PSC. He was also Information Systems Auditor at Coopers & Lybrand (now PricewatershouseCoopers) as well as a Systems Manager at Humana.

Steve has a B.S. in Information Systems from Eastern Kentucky University and received his M.B.A. from the University of Washington. He earned the designation of Chartered Financial Analyst and is a member of the CFA Society of Louisville. He is married to Shannan, and they have two children.

steve@regentinvest.com

Mary Jones

Mary D. Jones, CFA
Portfolio Manager

Mary has 29 years of experience managing wealth for individuals, families, and institutions. Prior to joining Regent, Mary was an Executive Vice President, Senior Portfolio Manager, and Director of Fixed Income for Atlas Brown, Inc. Previously, she served as Vice President and Director, Tax Exempt Fixed Income at Hilliard Lyons Asset Management, where she assisted with the creation of the HLAM Strategic Portfolio Series. Mary has also worked in the Trust Departments of Stock Yards Bank and PNC Financial Corp. She has extensive experience in portfolio management, wealth planning, and family office services.

Mary graduated from the University of Louisville in 1987 with a B.S. in Business Administration with honors in Finance. She earned the Chartered Financial Analyst designation in 1993 and is a member of the CFA Society of Louisville and the CFA Institute. She is married to Stephen.

mary@regentinvest.com

Sherry Bramer

Sherry Z. Bramer
Office Manager

Sherry has more than 17 years of experience in the investment field and is responsible for administrative support, billing, maintaining portfolio management software, updating transactions and reconciling with custodian data. Sherry was previously with Darwin Networks where she served as Office Administrator. Prior to Darwin, Sherry worked for IKON Office Solutions as an Executive Assistant to the Vice Presidents of Sales, Service and Finance.

Sherry attended the University of Louisville. She is married to Chris, and they have two children.

sherry@regentinvest.com

4350 Brownsboro Road Suite 120, Louisville, KY 40207 • Phone: (502) 719-1000 • Fax: (502) 719-1001